Publications

 Asset Management and Investment FundsJanuary 11, 2019

Investment Firms Quarterly Legal and Regulatory Update - October 2018 to December 2018

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For further information on any of the issues discussed in this article please contact the related contact(s) on this page.

Areas covered in this quarterly update include;

  • MiFID II - Irish Developments
  • MiFID II - European Developments
  • Capital Requirements Directive IV / V / CRR / CRR II
  • Packaged Retail Insurance-based Investment Products (“PRIIPs”)
  • European Markets Infrastructure Regulation (“EMIR”)
  • Securitisation Regulation
  • The Securities Financing Transactions Regulation (“SFTR”)
  • Central Securities Depositories Regulation (“CSDR”)
  • Credit Rating Agencies Regulation (“CRAR”)
  • Benchmarks Regulation
  • Short Selling Regulation (“SSR”)
  • The Bank Recovery and Resolution Directive (“BRRD”)
  • Financial Stability Board (“FSB”)
  • European Central Bank (“ECB”)
  • European Commission
  • European Parliament
  • ESMA, EBA and ESAs
  • Market Abuse Regulation (“MAR”)
  • Transparency Directive
  • Prospectus Regulation
  • Central Bank of Ireland
  • Euronext (formerly the Irish Stock Exchange (“ISE”))
  • Anti-Money Laundering (“AML”) / Counter-Terrorist Financing (“CTF”)
  • Anti-Corruption Legislation & Law Reform
  • Data Protection / General Data Protection Regulation (“GDPR”) / Cyber Security
  • The International Swaps and Derivatives Association (“ISDA”)
  • Brexit

To download our Investment Firms Quarterly Legal and Regulatory Update for the period October to December 2018 click on the Download PDF link above.

If you have any questions in relation to the content please do not hesitate to contact your usual contact in Dillon Eustace.